The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...

In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...

In another 11th-hour court loss for Chair Gary Gensler's tenure, judges in a Coinbase case again call the SEC's crypto ...

Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...

Katie Barlow discusses the Securities and Exchange Commission recently suing Elon Musk over his purchase of social media app, ...

A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...

The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...

The Securities and Exchange Commission, which is responsible for enforcing laws against market manipulation, says the SpaceX ...

Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...

A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any ...