Welcome to Barron's Advisor! Our articles are free to Barron's subscribers and wealth management professionals. To subscribe ...

As LPL fights to keep teams in the fold, competitors are making strong plays and pointing to the large brokerage's perceived blemishes. The founders of KRM Investment Counsel said they also found what ...

Jim Cracchiolo told analysts that the firm's retention "is quite good," even though his company, like many of its rivals, ...

LPL Financial (LPLA) announced James “Jim” Verdi, has joined LPL Financial’s broker-dealer, Registered Investment Advisor and custodial ...

Independent Financial Group, LLC (IFG), a privately held independent broker-dealer, announced the addition of Kevin M. Keefe as President and Chief Operating Officer of IFG. In addition to helping ...

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report first quarter financial results after the market closes on ...

LPL is offering Commonwealth advisors retention bonuses and reassurances that service and workplace culture aren’t changing.

In a report released today, Kyle Voigt from KBW maintained a Hold rating on Raymond James Financial (RJF – Research Report), with a price ...

Kestra and Cetera have joined Raymond James in their pursuit of Commonwealth advisors, while Fidelity is also pushing RIAs to ...

In an internal memo, Commonwealth CEO Wayne Bloom acknowledged that advisors fear the company name will disappear.

The broker-dealer giant has opened up a new management level, elevating several longtime leaders who've supported key pillars ...

LPL Financial provides an advisory and brokerage platform for advisors, broker/dealer services for financial institutions, and resources for practice management. At the end of 2024, advisors on ...