Jim Nagengast, former president and chief executive officer of Osaic subsidiary Securities America, has filed a lawsuit against the parent company over the terms of his departure in January last year.

Epinger entered the industry in 1989, when he registered with Travelers Equities Sales, and he has also been registered with PaineWebber, Citigroup, Morgan Stanley, Hightower Advisors, J.P. Morgan, ...

DOGE has now asked the agency's employees to send "ideas for how the SEC can be more efficient and effective in meeting its mission," agency Chief Operating Officer Ken Johnson told staff in an email ...

The Office of Information and Regulatory Affairs has directed the agencies to comply, starting Monday, with the executive order Trump issued in February, the news service wrote, citing a Thursday memo ...

While younger generations have been rewarded for taking risks and being more aggressive in the past 10 to 15 years, favorable market conditions and results might have created an unrealistic view of ...

Private equity shop Constellation Wealth Capital has made an investment in the $8 billion registered investment advisor Procyon Partners.